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E. Badian, Department of History, Harvard University
Studies In The History Of Art Vol 10:
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| for fair use only. | A sample of Ancient Macedonian Coins |
This paper
does not propose to bring up the much-debated old question of whether the
ancient question of whether the ancient Macedonians "were Greeks." From
the anthropological point of view, if suitably reworded, it could no doubt
be answered; I suspect that, to the anthropologist, remains found in the
areas of ancient Greece, Macedonia, and surrounding parts would not show
significant differences. However, this is of no historical importance:
no more so than it would have been to point out in the 1930s (as I am told
is the fact) that there is little anthropological difference between Jewish
communities and the non-Jewish populations among whom they happen to live.
From the linguistic point of view, again, if suitably reworded (i.e, "Did
the ancient Macedonians speak a form of Ancient Greek?"), the question
seems to me at present unanswerable for the period down to Alexander the
Great. We so far have no real evidence on the structure of the ancient
Macedonian language; only on proper names and (to small extent) on general
vocabulary, chiefly nouns. This is not a basis on which to judge linguistic
affinities, especially in the context of the ancient Balkan area and its
populations. (1)
Let us again look at the
Jews-those who in the 1930s were living in Eastern Europe. Their names
were Hebrew with a slight admixture of German and Slav elements; their
alphabet and their sacred writings were Hebrew. Yet their vocabulary was
largely, and the structure of their vernacular language almost entirely,
that of a German dialect. As a precious survival of a pronationalist world,
they are of special interest in such comparisons. One wonders what scholars
would have made of them, if they had been known only through tombstones
and sacred objects.
In any case, interesting
though the precise affinities of ancient Macedonian must be to the linguistic
specialist, they are again of very limited interest to the historian. Linguistic
facts as such, just like archaeological finds as such, are only some of
the pieces in the puzzle that the historian tries to fit together, In this
case, unfortunately, as every treatment of the problem nowadays seems to
show, discussion has become bedeviled by politics and modern linguistic
nationalism:(2) the idea that a nation is essentially defined by a language
and that, conversely, a common language mean s a common nationhood--which
is patently untrue for the greater part of human history and to a large
extent even today. The Kultursprache of ancient Macedonians, as soon as
they felt the need for one, was inevitably Greek, as it was in the case
of various other ancient peoples. There was no feasible alternative. But
as N.G.L. Hammond remarked, in the memorable closing words of volume I
of his History of Macedonia, "a means of communications is very far from
assuring peaceful relations between two peoples, as we know from our experience
of the modern world."(3) It is equally far (we might add) from betokening
any consciousness of a common interest.
What is of greater historical
interest is the question of how Greeks and Macedonians were perceived by
each other. We have now become accustomed to regarding Macedonians as "Northern
Greeks" and, in extreme cases, to hearing Alexander's conquest described
as in essence Greek conquests. The former certainly became true, in Greek
consciousness in the course of the Hellenistic age; the latter may be argued
to be true ex post facto. But it is an important question whether these
assertions should properly be made in a fourth-century B.C. context. Not
that Greeks abstained from ruthless fighting among themselves. But as is
well known, there was in the classical period and above all since the great
Persian Wars--a consciousness of a common Hellenism that transcended fragmentation
and mutual hostility: of a bond that linked those who were "Hellenes" as
opposed to those who were "barbarians," and (by the fourth century at any
rate) of certain standards of behaviour deemed to apply among the former
that did not apply between them and the latter.(4) The question of whether
the Macedonians, in the fourth century B.C., where regarded as Greeks or
as barbarians--a question which, as I have indicated, is not closely connected
with the real affinities that a modern scholar might find--is therefore
of considerable historical interest. Of course, any answer we might tentatively
give must be one-sided at best. The average Macedonian (as distinct from
the royal family and the highest nobility) had left us little evidence
of what he thought--or indeed, whether he cared. But on the Greek side,
fortunately, there are far more records. An answer can and should be attempted.
There is no evidence whatsoever
of any Macedonian claim to a Greek connection before the Persian War of
480-479 B.C. Amyntas I had long before this recognized the suzerainty of
Darius I; his daughter had married an Iranian nobleman, and his son Alexander
I loyally served his suzerain, continuing to profit by Persian favour and
protection, as his father had done.(5) However, being a shrewd politician.
Alexander I took care to build bridges toward the Greeks, giving them good
advice that would not harm his overlord;(6) and when at Plataea it became
clear to anyone who would look that a decisive Greek victory could not
be long delayed, he came out in full support of the victors, rendering
them services that were appreciated. In fourth-century Athens a record
of this appears to have survived-and it is of a certain interest that this
great Macedonian king, the first of his line to have serious dealings with
the Greeks and a friend of Athens in particular was confused with his successor
Perdiccas.(7)
In any case, with Persian
overlordship gone for good, cooperation with his southern neighbours became
an essential aim of policy. It was no doubt at this time, and in connection
with his claim to have been a benefactor of the greeks from the beginning,
that he invented the story (in its details a common type of myth) of how
he had fought against his father's Persian connection by having the Persian
ambassadors murdered, and that it was only in order to hush this up and
save the royal family's lives that the marriage of his sister to a Persian
had been arranged.(8) It was also at this time that he took the culminating
step of presenting himself at the Olympic Games and demanding admission
as a competitor. (The date is not attested, but 476 the first opportunity
after the war, seems a reasonable guess.) In support, he submitted a claim
to descent from the Temenids of Argos, which would make him a Greek, and
one of the highest extraction. With the claim, inevitably, went a royal
genealogy going back for six generations, which(again) we first encounter
on this occasion. We have no way of judging the authenticity of either
the claim or the evidence that went with it, but it is clear that at the
time the decision was not easy. There were outraged protests from the other
competitors, who rejected Alexander I as a barbarian--which proves, at
the least, that the Temenid descent and the royal genealogy had hitherto
been an esoteric item of knowledge. However, the Hellanodikai decided to
accept it-- whether moved by the evidence or by political considerations,
we again cannot tell.(9) In view of the time and circumstances in which
the claim first appears and the objections it encountered, modern scholars
have often suspected that it was largely spun out of the fortuitous resemblance
of the name of the Argead clan to city of Argos;(10) with this given, the
descent (of course) could not be less than royal, i.e., Temenid.
However that may be, Alexander
had clearly made a major breakthrough. He seems to have appreciated the
Argive connection and cultivated it. Professor Andronikos has suggested
that the tripod found in Tomb II at Vergina, which bears an Argive inscription
of the middle of the fifth century, was awarded to Alexander I at the Argive
Heraea, to which the inscription refers.(11) Moreover, the official decision
by the Hellanokikai won wide recognition. We find it recorded in Herodotus,
as proof of the Macedonian king's Argive descent, and Thucydides accepts
the latter as canonical. As might be expected, it was by no means the only
version. Flatterers accepting the pedigree to Temenus himself and by the
fourth century we find that a version extending the royal line by several
generations, to make it contemporary with Midas(a known historical figure
of considerable importance), had won general acceptance, indeed seems to
be official;(13) the first king's name is now the very suitable Caranus(Lord).(14)
By the time Herodotus picked
up the story of the verdict by the Hellanodikai, a graphic detail about
Alexander's participation had been added. Unfortunately the meaning of
his words is not perfectly clear, but the most plausible interpretation
is that Alexander in fact tied for first place in the race.(15) In any
case, it is clear that Herodotus version comes, directly or ultimately,
from the Macedonian court. One might have thought that the historic decision
would have encouraged other Macedonian kings to follow Alexander's example.
His successors, Perdiccas and Archelaus, certainly continued to be involved
in the international relations of the Greek states and patronized Greek
culture. Yet we have no evidence of any participation by Perdiccas and
only a late and unreliable record of an Olympic victory by Archelaus, which
is difficult to accept.(16) With the exception of the single item, no Macedonian
king between Alexander I and Philip II is in anyway connected with the
Olympic or indeed with any other Greek games. There is not (so far, at
any rate; though this may change) even another Argive tripod.
Another item deserves comment
is this connection. It is said to have been Archelaus (and here the evidence
is more reliable) who founded peculiarly Macedonian Olympics at Dium. We
might call them counter- Olympics, for everyone know where the real Olympic
Games were celebrated. It is possible that Archelaus, trying to revive
Alexander's claim at Olympia(and Euripides development of his lineage perhaps
was intended as further support), either had difficulties in gaining acceptance
or was even rejected, despite the precedent. Such decisions might change
with political expediency, and there were certain to be some Greeks who
would challenge his qualifications and provide a reason for a new investigation.
The suggestion is not based only on the establishment of the counter-Olympics.
As it happens, even Euripides manufacture of an older and unimpeachable
Temenid descent did not convince everyone. When Archelaus attacked Thessalian
Larisa, Thrasymachus wrote what was to become a model oration On Behalf
of the Larisaeans. Only one sentence happens to survive: "Shall we be slaves
to Archelaus, we, being Greeks, to a barbarian?"(17)
Ironically, it is based on
a line by Euripides. Now, that is an odd piece of rhetoric, as applied
to Archelaus. Its significance is not merely to demonstrate that as late
as c. 400 B.C. the official myth of the Temenid descent of the Argead kings
could be derided. What makes it really surprising is that Archelaus seems
to have done more than any predecessor to attract representatives of Greek
culture and to win their approval--which, like representatives of culture
at all times, they seem, on the whole, to have willingly given to their
paymaster, even though he had won power and ruled by murder and terror.(18)
As we have already noted, Euripides wrote for him and produced a myth of
immediate descent from Temenos; a host of other poets are attested in connection
with him; and Zeuxis painted his palace (giving rise to a suitable witticism
ascribed to Socrates) and gave him a painting of Pan as a gift. It is really
remarkable that this king, of all Macedonian kings, should be described
as--not a tyrant, which would be intelligible, but a barbarian. It may
add up to a declaration at Olympia that either reversed the judgment of
Alexander's day or, at least, confirmed it against strong opposition: our
decision on these alternatives might be influenced by whether or not we
regard the late report of Archelaus' Olympic victory as authentic. In any
case Thrasymachus' description of Archelaus should be seen in close connection
with the counter-Olympics founded by him and (in whatever way) with the
report of his Olympic victory.
As a matter of fact, there
is reason to think that at least some even among Alexander I's friends
and supporters had regarded the Olympic decision as political rather than
factual--as a reward for services to the Hellenic cause rather than as
prompted by genuine belief in the evidence he had adduced. We find him
described in the lexicographers, who go back to fourth-century sources,
as "Philhellen"--surely not an appellation that could be given to an actual
Greek. No king recognized as Greek, to my knowledge, was ever referred
to by that epithet. On the other hand, the epithet cannot come from his
enemies; they(surely) would have had other tales to tell: of what he had
done when the Mede came and before, perhaps. It may be, therefore, that
we can trace a tradition that interpreted the decision on his Temenid descent
as political gesture back to at least some of Alexander's own Greek friends.
Once we notice this, it becomes even less surprising that, as far as we
know, his successor Perdiccas did not tempt fate and the judges again,
and that the next king, Archelaus, may have run into trouble when he did.
Of course, as is well known,
the claim to Hellenic descent is, as such, neither isolated nor even uncommon.
It is perhaps the earliest we know of. And no other monarch had the imaginative
boldness of Alexander I in having it authenticated, at the right political
moment, by the most competent authority in Hellas. (Perhaps no other monarch
ever found such an opportunity.) But by the fourth century, certainly,
the rulers of Macedonian Lyncestis prided themselves on descent from the
Corinthian Bacchiads--a royal dynasty fully comparable with the Temenid
claims of their rivals at Aegae. The kings of the Molossi (another people
not regarded as fully Hellenic) were descended from Achilles himself via
Pyrrhus son of Neoptolemus: their very names proved it. And if not fully
Hellenic, then at least equally ancient and connected with Greek myth.
The distant Enchelei in Illyria were ruled by descendants of Cadmus and
Harmonia, not unknown in the heart of Greece itself.(19)
Whether aristocratic families
in Italy and Sicily were at this time also claiming descent from Greek
heroes or if not Greek, at least Trojan does not at present seem possible
to discover. We have no literature or "family" art going back to such an
early period. On the other hand, it is known and uncontested that, long
before the fifth century, Sicilian and Italian tribes and peoples were
linked by Greek speculation, and had learned to link themselves, to Greeks
or Trojans. The two were by no means clearly distinguished at the time,
but conferred common legitimacy and antiquity as properly Homeric. Odysseus
as Ktistes seems in fact to have preceded Aeneas, at least in central Italy.(20)
This makes it very likely (one would think) that the ruling families of
the peoples concerned took their own descent back to the mythical ancestor,
thus legitimizing their rule. If so, they would precede Alexander I by
several generations.
This, as I have had to admit,
remains speculation, since relevant evidence is simply unknown. But what
we do thus attain is a certain and extensive cultural background to the
claim of the Greek origin of the Macedonian people (as distinct form the
kings). That claim,.too first appears in Herodotus. It makes the original
Macedonians identical with the original Dorians.(21) When it first arose,
we cannot tell. It is almost certainly later than the royal lineage, in
support of his own contention. Yet in Herodotus it appears as a separate
issue, and it is clear that (by his day, at any rate) it had never been
submitted to the judgment of the Hellanodikai, presumably because supporting
material could not be found and (as we have seen) Macedonian influence
at Olympia was never again such as to make acceptance of this much wider
claim probable. Certainly, no Macedonian appears on the lists of Olympic
victors that have survived (a fair proportion of the whole)until well into
the reign of Alexander the Great. Yet one would have thought that Macedonian
barons, who thought highly of physical prowess and who certainly had the
resources needed, would have been able to win one of the personal contests,
or at least a chariot race--a feat that, by some time early in the fourth
century, even a Spartan lady could perform.(22) As we have seen,
by the end of the fifth century counter-Olympics had been established in
Macedon, and Macedonians were free to indulge their competitive ambitions
without undergoing the scrutiny of the Hellanodikai. We may confidently
assert that the claim to Hellenic descent, as far as the Macedonians as
a whole were concerned, was not officially adjudicated for generations
after Herodotus and Thucydides.
The origin of this claim
(as an unofficial myth) can be dated to some time between the admission
of Alexander I and the middle of the century (when Herodotus must have
picked it up: i.e., it presumably does still go back to Alexander I himself)
and , as I have already implied, may be looked for in the search for further
support for the authenticity of the king's own Hellenism, which was (as
scrutiny of the scant evidence has suggested) not entirely un-debated.
Like the principal issue itself, it soon developed further. By the time
of the Caranus myth (noted above) it had been supplemented by an actual
migration of Peloponnesians. This was clearly a more specific event than
a claim (to identity with the Dorians) that might arouse both disbelief
and even opposition; and it fits in well with the way in which "ancient
history" was conceived of in the case of most peoples in the Graeco-Roman
world--all but the few who, like the Athenians, laid claim to being(within
limits that had to recognized)"autochthonous." The claim to Greek origin
of the Macedonians as a people, therefore, can be seen arising and developing
within the fifth and possibly early fourth centuries, at a time when similar
claims were familiar and indeed commonplace in the West. In fact, the historian
Hellanicus, at some time later in the fifth century, seems to be the earliest
literary source that makes Aeneas the founder of Rome.(23)
The first half (approximately)
of the fourth century was a sorry time for Macedonia.(24) Between the assassination
of Archelaus about 400 B.C. and the accession of Philip II, the gains of
the able and long lived kings of the fifth century seem to have been largely
lost, and Macedon was weakened by civil war and foreign invasion to the
point where, by 359, the kingdom seemed close to disintegration. Philip's
mother and her intrigues (whatever the truth about that obscure and much-expanded
topic) had not improved matters.(25) When Philip's brother and predecessor
Perdiccass III was killed in a military disaster in Illyria, Philip (who
took over, whether or not as protector of Perdiccas' young son(26) was
faced by several pretenders, each supported by a foreign power.(27) That
had been the pattern in several changes of monarch in the Argead kingdom.
In this as in other respects, Philip's achievement deserves to receive
full justice.
During the long-drawn-out
anarchy and regression, the Macedonian claim to "Hellenism" cannot be expected
to have made much progress. As we have seen, no Macedonian (king,baron,or
commoner) appears in the Olympic victor lists. Nor do we find the Macedonian
people ever regarded as a political entity, transacting business with Greek
states. It is the kings that make alliances and (at least on one attested
occasion) take part in panhellenic congresses.(28) The Macedonians as such
do not appear, any more than, for example, the Persians or the Thracians
do. We have to wait until the time of Antigonus Doson, it seems, before
the Macedonians are attested as a people in the political sense.(29) This
in itself, of course, may not be relevant to the issue of their presumed
"Hellenism," any more than the king's presence at a congress was to his.
For obvious reasons, congresses were political meetings, and attendance
at them would be ruled by political needs and convenience. The king of
Macedon would be asked to send representatives, just as the king of Persia
did, when the Greek states though this desirable or even when he himself
did. There is no record of tests by Hellanodikai at such meetings. It does,
however, show that for political purposes no difference was seen between
Macedonians and (say) Thracians and Persians, i.e., other nations under
monarchical rule. This may have been a contributing factor in unwillingness
to recognize Macedonians as Greek. Whatever the truth(and I repeat that
I am not concerned with the issue of fact), they would easily be assimilated
to barbarians, and it seems that indeed they were. It is well known that,
when Philip II, after winning the Sacred War, was rewarded by Apollo with
the places of the defeated Phocians on the Amphictyonic Council, the seats
went to him personally. His representatives are Philip's men; they have
nothing to do with the Macedonians.(30) There is no question here, as there
might be in the case on international relations, of his acting as the empowered
ruler of his people. He is acting in his own behalf, just as 130 years
earlier Alexander I had acted at Olympia. A claim for admission of "the
Macedonians" to the Amphictyony would have been much harder to enforce.
Philip was far too good a diplomat to advance it.
We have seen that earlier
Macedonian kings had been "philhellenic" and had attracted and patronized
Greek culture. The precise results of this within Macedonia cannot at present
be documented. It is to be supposed that such outstanding works as Zeuxis'
paintings on the walls of the royal palace had some effect on the tradition
(obviously a long one) that we have now seen exemplified in the Macedonian
tomb paintings. But the missing links have not yet been found. It is to
be hoped that they will be. However, if there ever was any really deep
penetration even into the circle of the court and the nobility, that presumably
regressed in the first half of the fourth century. It is only with Perdiccas
III that we for the first time find a demonstrably genuine attachment to
an aspect of Greek culture: in this instance, philosophy. We are told extravagant
tales of his expecting his nobles to share those interests, and of his
excluding from his company (and that may mean from the very title of hetairoi)
any that did not conform.(31) At any rate, he had links with the Academy
and appointed what appears to have been a court philosopher from that school,
Euphraeus of Oreos. The stories we have about him and his influence are
overlaid with later amplification, and the fats in any case do not matter
here.(32) But as has been rightly observed, the demonstrably false and
tendentious account of his death as due to the nobles revenge may be taken
as attesting their hatred for him and his influence.(33)
Philip himself learned his
lesson if he needed to: he cannot be shown to have had any cultural interest
himself,a s his brother (and later his son) did. But he certainly lost
no time in reinstating the Macedonian king's claim to Temenid descent as
a practical matter. We have no Herodotus to tell the details. (Perhaps
Theopompus did, but his account is unfortunately lost.) What is certain
and it cannot be accident is that for the first time since Archelaus, and
for the fist time ever reliably, we hear of a Macedonian victory at Olympia:
needless to say, the king's own. And it comes, significantly, at the very
first games (356 B.C.) after his accession to power. The story of his victory
in the chariot race, which was announced to him at the same time as the
birth of a son and one or two military successes, must in its essentials
be believed.(34) And since such victories did not come easily or spontaneously,
we can see that he had considered the image of the Macedonian monarchy
in Greece as important, and as immediately important, as the restoration
of Macedonian military power. This, of course, does not mean that he at
once developed his plans for winning hegemony over Greece. We have no good
evidence on when and how those plans developed, and it would be unrealistic
to put them as early as this. But it clearly shows that he had ambitious
plans for his relations with the Greek international community: he knew
that those relations would be based on actual military strength (of course),
but greatly assisted by recognition of his standing as a Temenid and (now)
an Olympic victor. Philip was never one to underestimate propaganda and
the importance of his image. In the light of our investigation so far,
we can trace this trait back to his accession.
In due course, as we know,
he did see the opportunities presented by the apparently incurable mutual
wars and hatreds of the Greek states. The response of some Greek intellectuals
to this (it cannot be shown to have had much effect on practicing politicians,
or any at all on ordinary Greeks) had been a call for a Hellenic crusade
against the Barbarian in the East. As the hope of having a city-state (Sparta
or Athens) lead it faded, they were willing to accept even a monarch as
leader in this crusade.(35) Jason of Pherae had been cut off before he
could attempt the task.(36) By the time Philip was ready to consider it,
the Persian empire was tearing itself to pieces in strapal rebellions;
if one could only overcome the first hurdle, the union of the greek states,
the rest seemed almost easy. After his victory in the Sacred War, at the
latest, his plans seem to have been ready. By 342, he took the first step
toward the military goal by invading Thrace in order to make the invasion
of Asia strategically possible.(37) About the same time he invited Aristotle
to become the teacher for his son and designated heir Alexander.
Apart from all else, the
invitation was a political masterstroke. As was brilliantly recognized
by Werner Jaeger, it secured for Philip an alliance (secret for the time
being, of course) with the philosopher-tyrant Hermias of Atarneus, Aristotle's
patron and relative by marriage, who could provide both a bridgehead and
connections with other potentially disloyal subjects of the king.(38) It
also resumed, after a necessary interruption, the Macedonian king's connection
with the Academy; but this time cautiously. The Greeks who mattered would
obviously be impressed, but the Macedonian barons need fear no repetition
of the Euphracus episode. For one thing, Aristotle was the son of a man
who had been court physician to Philip's father. This not only ensured
personal loyalty: it meant that he knew the Macedonian court and (we might
say) he would know his place. Moreover, it was at once made clear that
he was not coming as a court philosopher. He was installed with the young
prince in a rustic retreat at a safe distance from the court and the capital.
It is to be presumed that Aristotle was as happy to be a Mieza as the courtiers
were to see him settled there.
At Philip's court, Greeks
and Macedonians seem to have been completely integrated: there is no observable
social difference among the Hetairoi. But as contemporary observers noted,
the social tone was far from lofty, as it had been under Perdiccas. Indeed,
Theopompus has left us his famous satirical description, culmination in
the epigram that the hetairoi might more suitable have been called hetairai:
not courtiers but courtesans.(40) The satirist should not be taken
too literally. Philip's court was no Bacchic thiasos, nor a collection
of runaway criminals. His own success and (under his direction) that of
his commanders and diplomats suffices to prove it. But it is clear that
it was better for Aristotle to be at Mieza.
Alexander, in fact, was to
be the living symbol of the integration of Greeks and Macedonians, embodying
its perfection. Unlike any of his predecessors. Philip seems to have planned
far ahead. The integration of his court was a sample of what would some
day come, led (he hoped) by his son--who, we ought perhaps to remember,
had been born at the very time of Philip's Olympic victory. What Aristotle
taught Alexander, we do not know and probably never shall. The facts were
soon overlaid with historical romance, as it turned out (and it could certainly
not be foreseen at the time) that the greatest philosopher of the ancient
world had taught its greatest king. Romantic speculation must be resisted.
In fact, were it not attested, there would be nothing in the future career
of either man to enable us to guess the association, although it would
be clear enough that Alexander had an excellent Greek teacher.(41) They
must have read the classics, like Herodotus and Xenophon.(42) Above all,
however, Aristotle inspired the prince with a love of Greek literature,
especially poetry, and with the ideal of emulating the Homeric heroes.
Aristotle or Aristotle's relative Callisthenes presented him with a text
of Homer, which (we are told) Alexander later put in a valuable casket
found among the spoils of Darius. Characteristically, he is said to have
kept it under his pillow at night, next to his dagger.(43) Characteristically:
for Alexander, despite his thorough Greek education and obviously genuine
interest in Greek literature, was nevertheless a Macedonian king. romance
about the "Idyll of Mieza" (in Wilcken's famous phrase) has tended to obscure
the obvious fact that Alexander's contact with Aristotle was not the sole
educational experience he had between the ages of thirteen and fifteen.
It must inevitably have been during that time that he acquired the more
obvious skills essential to a Macedonian king: skills physical, administrative,
and political. It was presumable only to a small extent Aristotle’s political
theory (if he got so far as to study it) that enabled Alexander, at the
age of fifteen to sixteen, to act as regent of Macedon in Philip's absence
and (necessarily with the help of experienced advisers, but nonetheless
in his own name) to win a major victory;(44) though when, with Philip's
permission, he founded a colony and named it after himself, his teacher
wrote a treatise for him on how to do it.(45) Throughout, Greek culture
and Macedonian reality must have proceeded alongside each other. That,
indeed, was the point
Alexander grew up in a circle
that included Greek and Macedonian friends. Our best evidence on his early
friends comes in the list of those exiled after the Pixodarus affair.(46)
We have the names of two Macedonian nobles and of three Greeks who had
settled in Philip's refounded Amphipolis. The point is variously noteworthy.
First, although (as we have
seen) Philip seems to have made no social distinction between Greeks and
Macedonians among his hetairoi, Greeks never commanded his armies. As we
shall see, it would have involved technical difficulties and might have
caused resentment among the Macedonian soldiers.(47) Alexander, right from
the start, entrusted commands to his Greek friends. Indeed, Erigyius received
an important cavalry command in the first winter of the expedition and,
when he died in 327 after a distinguished career, is described by Curtius
as "one of the renowned commanders." Nearchus, another of these Greeks,
ultimately rose to even greater fame, enhanced by the fact that he could
also write.(48) Promotion, though naturally helped by personal contact
with Alexander and services to him, depended more on talent than on nationality.(49)
What is also worth noting
is that these Greeks, of various origins, had become "Macedonians from
Amphipolis."(50) We have no detailed knowledge of Philip's administration,
but it is clear that annexed Greek cities, including those founded by himself,
counted as parts of the Macedonian kingdom, not (like those of the Hellenic
League) as allies. That, indeed, was why they had not become members of
the Hellenic League.(51) Yet, while Macedonian subjects of the king, they
nonetheless retained some sort of civic identity which put them on a level
with (most obviously) the districts of Orestis or Eordaea within old Macedonia.
Whatever it was, it was political masterstroke, for which Philip should
receive due credit. There is no trace of it among any of his predecessors,
and it foreshadows what was to become characteristic, centuries later,
of the cities of the Roman Empire. It is also clear that these cities had
attracted able and adventurous Greeks from the less prosperous parts of
the Greek world as settlers. And some of them (a very select body) moved
on to Pella, to become royal hetairoi.(52) To these Greeks, the question
of whether to regard Macedonians as Greeks or as barbarians would have
been simply irrelevant.
It was perhaps far more relevant
to a rather important class of Greeks who must not be omitted in any discussion
such as this: Greek mercenaries. At the beginning of his campaign, Alexander
had very few Greek mercenaries: he could not afford many and, at that point,
did not need many. The Persian King, on the other hand, seems to have had
a large number.(53) Alexander's first contact with them was at the Granicus:
those who were captured were sent to forced labour in the Macedonian mines,
as traitors to the cause of Hellas.(54) Clearly, this piece of terrorism,
comparable with the destruction of Thebes, was intended pour encourager
les autres. It turned out to be a mistake. Not only did Greek cities ask
to have their citizens back (not, it seems, frightened into acquiescence
by the implication that they were supporting or condoning treason),(55)
but the effect on the King's mercenary forces was the opposite of what
had been intended. Seeing no hope in surrender, they prepared to fight
to the death - as Alexander soon found out. Once he did, the policy was
as quietly dropped as it had been flamboyantly started. To obtain their
surrender he was happy to promise them safety.(56)
Once the new policy had been
established, fear for their own fate no longer guided the mercenaries'
actions. their true feelings can now be seen and assessed. After the battle
of Issus, eight thousand of them refused to surrender, made their way down
to the coast, and escaped by sea. We are not concerned with the details
of their later fate, conflictingly related in our poor sources, except
to note that they all fought against Macedon again when they had the chance.
But the mercenaries (not many of them) who fought in the Persian ranks
at Gaugamela seem to have escaped and remained with Darius. In fact, they
remained loyal almost to the end, and when Bessus could not be stopped,
joined Artabazus in preparations to continue the war in the mountains.
It was only when Artabazus himself surrendered, in exchange for very honorable
treatment, that they had to give up. Alexander seems to have used the occasion
for another resounding sermon on collaboration with the national enemy,
but when they surrendered, he in fact treated them well, releasing those
who had been in the Persian service since before war was declared on Persia
and merely thanking those who had joined the Persians since (i.e., the
real "traitors") into his own service.(57)
Of course, it must by no
means be thought that all Greek mercenaries hated Alexander: by the time
these events were concluded, he himself had enrolled far more Greek mercenaries
himself than were by now fighting against him. But the loyalty of those
Greeks to Darius is nonetheless striking, both because it illustrates the
persistent division of opinion among Greeks about the Macedonian conquest
and the fact that some continued to prefer Persian barbarians to acquiescence
in the conquest, and (although this is not relevant to us here) because
it throws unexpected light on the character of Darius III, as at least
some men saw it. As for Alexander, not that he was the only possible employer
for their labour, his relations with Greek mercenaries continued to be
uneasy. We shall come back to them.
As we have seen, it was Alexander
who in himself symbolized and who ultimately inherited, Philip's policy
of integrating Greeks and Macedonians. Indeed, it is probably not fanciful
to suggest that this may be remotely connected with his own later policy
of attempting a limited integration of Greeks and Macedonians with Iranians:
the famous "policy of fusion." That policy, as is well known, aroused anger
and resistance among the Macedonian forces near the end of Alexander's
life. Yet after politic concessions he persisted, and at the very end of
his life he is even reported to have initiated a rather mysterious military
reform, which combined Macedonians and Persians in small tactical units
on a permanent basis.(59) In the light of this it is particularly interesting
to notice that he never - either before or at the time - tried to integrate
Greeks into the Macedonian infantry.(60) We can not really tell why.
Presumably, during most of the campaigns hi simply did not want to upset
the well-trained Macedonian units that were his best military asset, either
in the tactical or in the emotional sphere; while at the very end, both
for tactical and for political reasons, integration of Macedonians and
Iranians was important, while integration of Greeks with either was not.
The fact as such, however,
seems quite certain and has really been known for a long time, although
it has not always been adequately noted. It is worth documenting once more,
without reference to various late sources on the history of Alexander,
where the evidence on the point is not worth much. Unfortunately these
sources have at times been irresponsibly used in this context, and this
has obscured the issue and the facts. (61)
Alexander himself, as we
have seen, like any first-generation product of integration, in a way stood
between two worlds not yet perfectly merged, rather than in a world that
could be regarded as unified and Greek. Conflicts between the Greek and
Macedonian elements occasionally emerge, especially where, in our sources,
conflicts between actual Greeks and Macedonians are allowed to appear:
thus most prominently, at the banquet that led to the death of Clitus,
where Alexander, according to our tradition, sided with his Greek courtiers
against his Macedonian officers and denigrated Macedonians as such in comparison
with Greeks.(62) At least the outline of that story must be believed,
since the killing of Clitus did occur, as a result of a drunken altercation:
that part is made clear by the official account, which used the fact to
ascribe the event to the wrath of an accidentally neglected god.(63) Although
the end is variously told, and at least one of the versions is clearly
distorted in the interests of exculpation, in the development of the quarrel
we not only do not get alternatives, but it is hard to conceive of it as
having been essentially different from what is described. However, although
the whole of the argument had turned to a comparison of Greeks and Macedonians,
with Alexander favouring the former, at the end he is said to have called
for his guards in Macedonian when he felt his life threatened. It has often
been argued that this was a reversion to a more primitive part of his psyche,
under stress. This could be taken as overpowering his expressed intellectual
preference for the Greeks, i.e., the Greek part of his own nature.(64)
But the answer is probably
simpler than that. He used the only language in which his guards could
be addressed. an interesting papyrus fragment, known for some time, seems
to be the only good source to reveal the fact.(65) It tells of a
battle, early in 321 B.C., in which the Greek Ambiance, with cavalry and
light arms only, faced the Macedonain noble Neoptolemus with his Macedonian
phalanx. Wanting to aoid battle and, if possible, to take over the opposing
infantry rather than fight them, he set out to convince them of the hopelessness
of their position - successfully, as we can gather elsewhere, though our
fragment breaks off before we see the outcome. I quote the part that is
of interest for our problem:
"When Eumenues saw the
close-locked formation of the Macedonian phalanx ..., he sent Xennias once
more, a man whose speech was Macedonian, biding him declare that he would
not fight them frontally but would follow them with his cavalry and units
of light troops and bar them from provisions.”
Now, Xennias' name at once
shows him to be a Macedonian. Since he was in Ambiance' entourage, he was
presumably a Macedonian of superior status, who spoke both standard Greek
and his native language. He was the man who could be trusted to transmit
Ambiance' message. This clearly shows that the phalanx had to be addressed
in Macedonian, if one wanted to be sure (as Ambiance certainly did) that
they would understand. And--almost equally interesting-- he did not address
them himself, as he and other commanders normally addressed soldiers who
understood them, nor did he send a Greek. The suggestion is surely that
Macedonian was the language of the infantry and that Greek was a difficult,
indeed a foreign, tongue to them. We may thus take it as certain that,
when Alexander used Macedonian in addressing his guards, that too was because
it was their normal language, and because (like Ambiance) he had to be
sure he would be understood. We may also take it as certain that educated
Greeks did not speak the language, unless(presumably) they had grown up
with Macedonians and had learned it, as some of Alexander's Greek companions
clearly must have.
That these facts(fortunately
for us) can be documented, for the period just after Alexander's death,
by a late but reliable source is variously helpful to the historian. First,
it throws much-needed light on the difficulties that Greeks had in commanding
Macedonian infantry. Philip II, we remember, is not known to have employed
any. Presumably, the first-generation Greek immigrants into his cities
had not learned the language. Ambiance, however, is notorious for the trouble
he repeatedly had in getting Macedonian infantry to fight for him, even
though he was one of the ablest of the Successors. We can now see that
his disability was not only his Greek birth, as has always been realized,
but the simple fact that he could not directly communicate with Macedonian
soldiers. His alien culture and provenance were not only obvious in an
accent: it was a matter of language.(66) In the end, he therefore
lost his bid for power and his life.(67) We also learn--and this is where
this discussion started--that although Alexander's Greek companions (or
at least some of them) did know the language, having come to Macedonia
at an early age, Alexander never tried to impose Greek on his Macedonian
infantry or to integrate it with Greek units or Greek "foreign" individuals.
Above all, however, this
helps to explain how, half a generation after Philip's revival of the Macedonian
king's claim to eminent Greek descent had been accepted at Olympia and
his efforts to integrate his court had been bearing fruit, Greek opponents
could still call not only the Macedonian people, but the king himself,
"barbarian." In this respect, nothing had changed since the days of Archelaus.
The term is in fact more than once used of Philip by Demosthenes, most
notably in two passages. In one, in the Third Olynthiac (3.24), he claims
that a century ago "the king then in power in the country was the subject
[of our ancestors], as a barbarian ought to be to Greeks." In the second,
a long tirade in the Third Philippic (9.30 f.) , he claims that suffering
inflicted on Greeks by Greeks is at least easier to bear than that now
inflicted by Philip, "who is not only not a Greek and has nothing to do
with Greeks, but is not even a barbarian from a place it would be honorable
to name--a cursed Macedonian, who comes from where it used to be impossible
even to buy a decent slave." This, of course, is simple abuse. It may have
nothing to do with historical fact, any more than the orators' tirades
against their personal enemies usually have. But as I have tried to make
clear, we are not concerned with historical fact as such; we are concerned
only with sentiment, which is itself historical fact and must be taken
seriously as such. In these tirades we find not only the Hellenic descent
of the Macedonain people (which few seriously accepted) totally denied,
but even that of the king. It is not even mentioned merely in order to
be rejected: the rejection is taken as a matter of course. Now, the orator
clearly could not do this, if his audience was likely to regard his claim
as plain nonsense: it could not be said of a Theban, or even of a Thessalian.
The polite acceptance of the Macedonian kings as Hellenes ruling a barbarian
nation was still not totally secure: one would presumably divide over it
on irrational grounds, according to party and personal sentiment--as so
many of us still divide, over issues that are inherently more amenable
to rational treatment.(68)
As regards the Macedonian
nation as a whole, there was (as far as we can see) no division. They were
regarded as clearly barbarian, despite the various myths that had at various
times issued from the court and its Greek adherents, perhaps ever since
the time of Alexander I, and demonstrably ever since the time of Perdiccas
II. This comes out most clearly in a well known passage by one of Philip's
main supporters, the apostle of panhellenism, Isocrates. The passage is
so important that it must be quoted in full in a note.(69) Some time
not long after the Peace of Philocrates, the orator congratulates Philip
on the fact that his ancestor, had not attempted to become a tyrant in
his native city (i.e., Argos), but "leaving the area of Greece entirely,"
had decided to seize the kingship over Macedon. This, explains Isocrates,
shows that he understood that essential difference between Greeks and non-Greeks:
that Greeks cannot submit to the rule of a monarch, live without it. It
was this peculiar insight that enabled Philip's ancestor to found a firmly
established dynasty over a "people of non-kindred race." He is described
(with pardonable exaggeration, for it is unlikely that Isocrates was deliberately
contradicting similar claims by other dynasties that had by then arisen:
see above) as the only Greek who had ever done so.
Whether Philip was entirely
happy about this we cannot know. As we have seen, he had made every effort
to reconcile and integrate Greeks the Macedonians. But the passage provides
the necessary background to the fact that even Philip had not tried to
pass off his Macedonians as Greek and had been perfectly content to accept
membership of the Delphic Amphictyony as a personal gift, just as, in due
course, he never tried to make his Macedonians members of the Hellenic
League. Meanwhile, he was hoping to leave the final settlement of the problem
to the future: alexander was to prepare the way for fuller integration
than could at present be attempted or claimed.(70)
We have no idea of what Macedonians,
on the other side of this fence, thought of this whole issue: no Macedonian
oratory survives, since the language was never a literary one. But that
the feeling of a major difference (obviously, the Macedonians), of their
being "peoples of non-kindred race," existed on both sides is very probable.
for one thing, the language barrier would keep it alive, even though the
literary language of educated Macedonians could only be Greek. That fact
was as irrelevant to ordinary people (and perhaps even to those above the
ordinary level) as was the Hellenic cultural polish of the Macedonian upper
class that has been revealed to us in recent years. The artistic and cultural
koine of much of eighteenth-century europe was French; indeed, upper class
German ladies might confess that it was the only language they could write.(71)
Yet not all of them, by any means, were even Francophile, and none of them
felt that they were French. The reaction to a Greek "court philosopher,'
or perhaps--if we can believe at least the outline of the story--the anger
of Clitus: these help to document feelings in the very class that, as we
now know, was culturally conspicuous for Hellenism. But like many prejudices,
these feelings of antagonism are most clearly seen among ordinary people--whether
the Athenians who applauded Demosthenes' tirades or ordinary Macedonian
soldiers; and not only those who deserted Eumenes.(72)
Alexander himself, with that
basic tact that (at times surprisingly) links him to his father, had not
tried to force military integration on his Greeks and Macedonians. both
were useful to him as they were. Having monopolized the market in Greek
mercenaries, he forced them to settle in the northeastern frontier region
of the empire, in a ring of colonies that was to ensure its military safety.(73)
Even before his death, when he had disappeared into India and there were
apparently rumours circulating that he would never return, some of the
conscripts in those colonies started on the long migration home, and at
least some of those who did were successful.(74) As soon as he was safely
dead, many thousands of them banded together for the long march back, through
areas held by hostile Macedonians and inhabited by natives perhaps equally
hostile to both. Of course, this movement had little to do with national
antagonism on the mercenaries' side. It was a revolt against Alexander's
despotism, which in the instance had happened to be aimed at Greeks. The
fact that in the final battle a large contingent betrayed their comrades
and deserted to the Macedonians shows that (as centuries before in the
battle of Lade)(75) national antagonism was by no means pervasive, and
was perhaps not at all prominent. However, a Macedonian army under Pithon
did defeat the rebels. Pithon, no doubt recognizing their immense value
for the empire as a whole, persuade them to go back to their posts, assuring
them personal safety in return. Yet, contrary to his oath, seventeen thousand
Greeks were cut down, after surrendering their arms, by the enraged Macedonians,
and Pithon could not stop them.(76) The patent needs of the empire and
the oath of their commander were swallowed up in the explosion of what
we can only regard as the men's irrational hatred for their Greek enemies.
The effect of the massacre on the later history of the region cannot be
assessed; but it must have been considerable.
The rebellion at the eastern
extreme of the empire thus helps us document Macedonian antagonism toward
Greeks. Correspondingly, rebellion at the other end documents Greek feeling
about the Macedonians. Perhaps rebellion had been brewing even before.
but it was in any case the immediate result of Alexander's disappearance.
Once more Athens rallied the Greeks to freedom, and once more she found
many followers. The war, known to us (and to some ancient sources) as the
Lamian War, was described by it protagonists as "the Hellenic War." The
term speaks for itself, at least concerning the feelings of those who used
it.(78) In a wider Greek theater, where love of Greek freedom was
not easily given up, and where (just as in earlier) despotism was still
equated with barbarian rule, the spirit we find in Demosthenes' oratories
was thus confirmed.
In fact, these two rebellions
at the two extremes of the empire were the only ones for a long time. It
was (significantly) only Greeks, whether professional soldiers or mere
Greek citizens, who showed enough spirit to challenge what they felt to
be the foreign domination. But that they in fact did so shows that at this
time the gap between Greeks and Macedonians was by no means bridged. The
work of the Argead kings who had long tried to work toward bridging it,
and the work of Alexander who was himself the result of the long process
(though, as we saw, he did not try to force it on beyond what was acceptable),
was to take perhaps another century to reach fruition. Perhaps it was not
fully completed until both parties became conscious of their unity, as
it had by then developed, in contrast to a conqueror from the barbarian
West.(79)